-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUJNn7JD3C7orS9u0ybLswWvt88EThwMYUfu93v2ytpO7qf2noFCHEC4uLAQ+cid 3LrZjx9jHIO+NPTwLYTljQ== 0000891554-00-000001.txt : 20000104 0000891554-00-000001.hdr.sgml : 20000104 ACCESSION NUMBER: 0000891554-00-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOWTEK INC CENTRAL INDEX KEY: 0000749660 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 020377419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-37722 FILM NUMBER: 500243 BUSINESS ADDRESS: STREET 1: 21 PARK AVE CITY: HUDSON STATE: NH ZIP: 03051 BUSINESS PHONE: 6038825200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD LAWRENCE CENTRAL INDEX KEY: 0000902737 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O HOWARD CAPITAL PARTNERS INC STREET 2: 660 MADISON AVE 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 MAIL ADDRESS: STREET 1: C/O HOWARD CAPITAL PARTNERS INC STREET 2: 660 MADISON AVE 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G/A 1 AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 2 )1 HOWTEK, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 443209 10 1 (CUSIP Number) December 31, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP No. 443209 10 1 13G Page 2 of 5 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Dr. Lawrence Howard ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 613,326 as of 12/31/99 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY -0- _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 613,326 as of 12/31/99 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH -0- ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 613,326 as of 12/31/99 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.7% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 5 Pages Item 1(a). Name of Issuer: Howtek, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 21 Park Avenue Hudson, NH 03051 Item 2(a). Name of Persons Filing: This Amendment no. 2 to Schedule 13G is filed on behalf of Dr. Lawrence Howard (the "Reporting Person"). Item 2(b). Address of Principal Business Office or, if none, Residence: c/o Hudson Venture Partners, L.P. 660 Madison Avenue 14th Floor New York, NY 10021 Item 2(c). Citizenship: The Reporting Person is a United States citizen. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 443209 10 1 Item 3. Type of Reporting Person: (a) - (j): Not Applicable This statement is being filed pursuant to Rule 13d-1(c). Item 4. Ownership: (a) Amount Beneficially Owned: The Reporting Person beneficially owned 613,326 shares of Common Stock as of December 31, 1999, which amount included (i) 600,326 shares owned directly, (ii) 6,500 shares owned by Kathryn Howard, a minor child of the Reporting Person, and (iii) 6,500 shares owned by Genna Howard, a minor child of the Reporting Person. The Reporting Person is deemed the beneficial owner of the 13,000 shares identified in (ii) and (iii) above by reason of his relationship as the custodian of the shares owned of record by Kathryn Howard and Page 3 of 5 Pages Genna Howard. (b) Percent of Class: 4.7% beneficially owned by the Reporting Person based upon 13,019,296 shares of Common Stock outstanding on November 8, 1999 as reported in the Issuer's Form 10-Q for the quarter ended September 30, 1999. (c) Number of shares as to which the Reporting Person has (as of December 31, 1999): (i) sole power to vote or to direct the vote: 613,326 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 613,326 (iv) shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Items 6-9. Not Applicable Item 10. By signing below the undersigned certifies that, to the best of his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with effect to changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 31, 1999 /s/ Dr. Lawrence Howard ------------------------ DR. LAWRENCE HOWARD Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----